美联储与OCC追究美国运通反洗钱缺陷

1. 00:41
   Payments Cards & MobileSelected

   American Express National Bank 因 AML 缺陷被罚 $350m

   American Express National Bank 被 OCC 罚款 $350m，并被处以停止与终止令；Federal Reserve 也因企业层面的合规缺陷对 American Express 及相关实体采取执法行动。

1. 10:52
   PYMNTSSelected

   OCC 与 Federal Reserve 因 AML 缺陷对 American Express 处以 $350 million 罚款

   OCC 和 Federal Reserve 对 American Express 及其相关实体采取执法行动，OCC 还因 American Express National Bank 未建立和维持足够的 BSA/AML 合规项目，处以 $350 million 民事罚款并发布停止令。监管机构指出的问题包括合规资源不足、风险评估未结合业务活动，以及可疑活动监测和报告流程存在系统性缺陷。

2. 09:01
   Payments DiveSelected

   OCC 与 Federal Reserve 就 AML 缺陷对 American Express 采取执法行动

   OCC 和 Federal Reserve 同时就 American Express 及其子公司的 AML 项目缺陷采取执法行动，American Express National Bank 被处以 $350 million 民事罚款并收到停止令。

3. 04:59
   Banking Dive

   American Express 因反洗钱失误遭 Fed、OCC 执法并被罚款 3.5 亿美元

   Fed 和 OCC 同时对 American Express 及其子公司采取执法行动，OCC 对 American Express National Bank 下达停止令并处以 3.5 亿美元民事罚款。

4. 04:30
   US Federal ReserveSelected

   Federal Reserve 对 American Express 采取执法行动，指其未充分识别和报告洗钱相关可疑活动

   Federal Reserve 对 American Express 采取执法行动，指出其未能充分识别和报告部分与洗钱相关的可疑活动。Federal Reserve 还认定其企业级 AML 项目实施存在重大缺陷，尤其涉及旗下全国性银行；OCC 已对该银行另行采取执法行动。

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