FCA (UK)· FCA·· 3小时前AI 评分55
FCA 禁止 Vector Wealth 前首席执行官 Jeffrey Dawkins 任职并处近 £270,000 罚款
Former chief executive banned after misconduct led to £4m losses in high-risk investments
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FCA 禁止 Vector Wealth 前首席执行官 Jeffrey Dawkins 担任相关职务，并处近 £270,000 罚款，因其为被取消资格的董事充当门面销售高风险 mini-bonds。投资者预计将损失约 £4 million，前高级经理 Kadir Kanizi 也被禁止担任高级管理职务并罚款 £20,000。
Source:FCA (UK) · fca.org.uk