SEC Filed 348 Enforcement Actions in Fiscal Year 2026, Including 45 Against Alleged Fake Advisers

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SEC filed 348 enforcement actions in fiscal year 2026, including 45 against alleged fake advisers. The article also covers the launch of JT Prime by the former founder of iS Prime, CFI’s governance model, CFTC bans on 8 Americans, and Spotware bringing AI assistants into broker operations, as well as Safeheron’s institutional digital asset custody and stablecoin payments.