SEC Announces Fiscal Year 2026 Enforcement Results
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On November 11, 2026, the SEC announced enforcement results for fiscal year 2026, which ended September 30, 2026. During the fiscal year, the SEC brought a total of 348 enforcement actions, including 235 standalone actions and 113 follow-on administrative proceedings. The SEC obtained orders for a total of $1.095 billion in monetary relief and returned approximately $731 million to more than 250,000 harmed investors. The SEC’s Division of Enforcement also established a Retail Fraud Task Force and a Financial Reporting and Accounting Unit. Available reports do not provide a comparison with previous figures.
AI-written from reports · updated 8 hours ago
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- SEC — Press releasesSEC releases enforcement results for fiscal year 2026
SEC announced its enforcement results for fiscal year 2026, which ended September 30, including 348 enforcement actions: 235 standalone actions and 113 follow-on administrative proceedings. SEC obtained orders for a total of $1.095 billion in monetary relief and returned approximately $731 million to more than 250,000 harmed investors; the Division of Enforcement also established a Retail Fraud Task Force and a Financial Reporting and Accounting Group.
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